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Financial ADVSR advisor directory · SEC adviser records

Capital Advantage, Inc. financial advisors in Walnut Creek, CA

Every SEC-registered investment adviser representative at a Capital Advantage, Inc. office in Walnut Creek, A to Z.

The short answer

8 registered advisors work at Capital Advantage, Inc. in Walnut Creek, out of 8 at the firm nationwide; it ranks number 24 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Capital Advantage, Inc. advisors in Walnut Creek, A to Z

Every Capital Advantage, Inc. advisor →

Capital Advantage, Inc. advisors in every city and state →Capital Advantage, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Walnut Creek

All Walnut Creek advisors →

Wells Fargo Clearing Services, LLC 128Morgan Stanley 100Merrill Lynch, Pierce, Fenner & Smith Incorporated 83UBS Financial Services Inc. 57Strategic Advisers LLC 40Ameriprise Financial Services, LLC 35J.P. Morgan Securities LLC 35LPL Financial LLC 30Destination Wealth Management 27Earned Wealth Advisors, LLC 27Charles Schwab & Co., Inc. 24MML Investors Services, LLC 23

Questions

How many financial advisors does Capital Advantage, Inc. have in Walnut Creek?

8 investment adviser representatives are registered at Capital Advantage, Inc. offices in Walnut Creek, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Capital Advantage, Inc. one of the largest advisor employers in Walnut Creek?

Capital Advantage, Inc. ranks number 24 in Walnut Creek by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 128.

How do I check a Capital Advantage, Inc. advisor in Walnut Creek?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Capital Advantage, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.