Owner / Chief Compliance Officer / Chief Operating Officer · Capital Advantage, Inc.
Dawnalizabeth Henke
CRD 5012266 · Named on Form ADV at one SEC-registered adviser
At a glance
Capital Advantage, Inc., an SEC-registered wealth manager based in Walnut Creek, CA with $1.3 billion in regulatory assets, lists Dawnalizabeth Henke on its Form ADV as Owner / Chief Compliance Officer / Chief Operating Officer, a control person.
Firms and roles
- Capital Advantage, Inc.Owner / Chief Compliance Officer / Chief Operating OfficerWealth manager · Walnut Creek, CA · $1.3B in regulatory assets
AtlasMembers
Dawnalizabeth’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- John S. HaymanPresident, Capital Advantage, Inc.
- Colin F. TaylorOwner / Director of Investment Management, Capital Advantage, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dawnalizabeth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.