Wealth manager, independent · Newport Beach, CA
Canterbury Consulting Incorporated
SEC-registered investment adviser · CRD 22875 · SEC 801-34756
At a glance
Canterbury Consulting Incorporated is an SEC-registered investment adviser based in Newport Beach, California, with $45.9 billion in regulatory assets under management as of its Form ADV filed May 4, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 100 individual clients. By Form ADV it is a wealth manager, ranked 48th of 8,915 wealth managers and 466th of 17,210 SEC-registered advisers by assets.
Main office 949-721-9580canterburyconsulting.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $46B
- Rank among wealth managers
- #48 of 8,915
- Rank among all SEC RIAs
- #466 of 17,210
- Rank in California
- #49 of 1,873
- Individual clients
- 100
- High-net-worth clients
- 100
- Accounts
- 4,293
- Discretionary
- 9% of AUM
- Employees
- 64
- Advisory staff
- 25
- Offices
- 3
Owners and executives on its Form ADV
- Donald R. CluckFounding Director
- Michael S. LavenChairman
- Jerry Dale III MontgomeryManaging Director
- Poorvi R. ParekhChief Compliance Officer (CCO)
- Debashis ChowdhuryPresident
- Nolan C WoodManaging Director
- Jason E. LeveyChief Executive Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 100 | $40B | 87% |
| Charitable organizations | 57 | $4.2B | 9% |
| Pooled investment vehicles | 14 | $1.8B | 4% |
| Pension and profit sharing plans | 1 | $202M | <1% |
Private funds
Canterbury Consulting Incorporated reports 16 private funds with $1.8B in gross assets: private equity funds, venture capital funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Canterbury Consulting Incorporated answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗canterburyconsulting.com ↗
AtlasMembers
The full record on Canterbury Consulting Incorporated
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 96 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Canterbury Consulting Incorporated manage?
Canterbury Consulting Incorporated reports $45.9 billion in regulatory assets under management across 4,293 accounts, 9% of it on a discretionary basis, on its Form ADV filed May 4, 2026.
What kind of firm is Canterbury Consulting Incorporated?
Canterbury Consulting Incorporated is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Canterbury Consulting Incorporated’s clients?
By assets, its largest client types are high-net-worth individuals ($39.7 billion, 100 clients); charitable organizations ($4.2 billion, 57 clients); pooled investment vehicles ($1.8 billion, 14 clients).
Does Canterbury Consulting Incorporated manage private funds?
Yes. It reports 16 private funds with $1.8 billion in gross assets, including private equity funds, venture capital funds, other private funds.
Does Canterbury Consulting Incorporated have any disciplinary history?
Canterbury Consulting Incorporated answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Canterbury Consulting Incorporated’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →