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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Newport Beach, CA

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Newport Beach, A to Z.

The short answer

14 registered advisors work at RBC Capital Markets, LLC in Newport Beach, out of 3,466 at the firm nationwide; it ranks number 27 in the city by advisors. 0 list the CFP designation and 14 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Newport Beach, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36

Other firms in Newport Beach

All Newport Beach advisors →

Beacon Pointe Advisors, LLC 207Merrill Lynch, Pierce, Fenner & Smith Incorporated 191Goldman Sachs Wealth Services, L.P. 142Morgan Stanley 84UBS Financial Services Inc. 79LPL Financial LLC 62Wells Fargo Clearing Services, LLC 54J.P. Morgan Securities LLC 52Creative Planning Institutional Advisors, LLC 49MML Investors Services, LLC 44Cetera Investment Advisers LLC 40Charles Schwab & Co., Inc. 39

Questions

How many financial advisors does RBC Capital Markets, LLC have in Newport Beach?

14 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Newport Beach, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 0 list the CFP designation and 14 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Newport Beach?

RBC Capital Markets, LLC ranks number 27 in Newport Beach by registered advisors; Beacon Pointe Advisors, LLC has the most, with 207.

How do I check a RBC Capital Markets, LLC advisor in Newport Beach?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.