Wealth manager, independent · Newport Beach, CA
Hollencrest Capital Management
Hollencrest Capital Management, LLC · SEC-registered investment adviser · CRD 46217 · SEC 801-55904
At a glance
Hollencrest Capital Management is an SEC-registered investment adviser based in Newport Beach, California, with $2.9B in regulatory assets under management as of its Form ADV filed June 12, 2026. It reports 461 individual clients, 166 of them high-net-worth, holding an average of about $5.4 million each, and 19 employees. That ranks it 386th among the nation’s 5,657 independent wealth management RIAs and 48th of 714 in California. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 949-737-7700hollencrest.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.9B
- Rank among independent wealth managers
- #386 of 5,657
- Rank among all SEC RIAs
- #2,909 of 17,210
- Rank in California
- #48 of 714
- Individual clients
- 461
- High-net-worth clients
- 166
- Accounts
- 1,347
- Discretionary
- 53% of AUM
- Employees
- 19
- Advisory staff
- 19
- Offices
- 1
Owners and executives on its Form ADV
- Gregory P. PellizzonManaging Director, Chief Executive Officer
- Robert B. WolfordManaging Director, Director of Marketing, Portfolio Manager
- James KononVice President of Operations, AML Officer, Ciso
- Peter J. PellizzonManaging Director, Chief Operations Officer, Portfolio Manager
- Susan M. NakamuraManaging Director, Chief Compliance Officer, Director Portfolio Administration
- Cameron C. AkersManaging Director, Chief Investment Officer, President
Custody and brokerage
Broker-dealer
No broker-dealer ties
Hollencrest Capital Management reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 166 | $2.2B | 77% |
| Individuals | 295 | $256M | 9% |
| Corporations or other businesses | 6 | $212M | 7% |
| Charitable organizations | 7 | $87M | 3% |
| Pooled investment vehicles | 3 | $76M | 3% |
| Pension and profit sharing plans | – | $25M | <1% |
Private funds
Hollencrest Capital Management reports 3 private funds with $76M in gross assets: private equity funds, venture capital funds (Form ADV Item 7.B).
Disciplinary disclosures
Hollencrest Capital Management answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗hollencrest.com ↗
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- 6 namedLocked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in California
All of California →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Point Olema Capital Partners, L.P.SAN Francisco | $2.9B | 17 |
| Asset Dedication, LLCSAN Francisco | $2.9B | 1,986 |
| Fort Point Capital Partners LLCSAN Francisco | $2.9B | 431 |
| Veris Wealth Partners, LLCOakland | $2.9B | 316 |
| Cooper McManusIrvine | $2.9B | 3,379 |
| Angeles Wealth Management, LLCSanta Monica | $2.8B | 203 |
Background
Questions
How much does Hollencrest Capital Management manage?
Hollencrest Capital Management reports $2.9B in regulatory assets under management across 1,347 accounts, 53% of it on a discretionary basis, on its Form ADV filed June 12, 2026.
How many clients does Hollencrest Capital Management have?
It reports 461 individual clients: 166 high-net-worth individuals and 295 other individuals. Individuals account for about 86% of its regulatory assets.
Where is Hollencrest Capital Management headquartered?
Its main office is in Newport Beach, California. It reports 1 office in total and 19 employees, 19 of whom perform investment advisory functions.
How does Hollencrest Capital Management charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees; performance-based fees; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Hollencrest Capital Management use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed June 12, 2026, it reports these amounts held: Charles Schwab ($1.6B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Hollencrest Capital Management a hybrid RIA with a broker-dealer?
Hollencrest Capital Management reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Hollencrest Capital Management a fiduciary?
As an SEC-registered investment adviser, Hollencrest Capital Management owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Hollencrest Capital Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →