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Vice President of Operations, AML Officer, Ciso · Hollencrest Capital Management

James Konon

CRD 2386644 · Named on Form ADV at one SEC-registered adviser

At a glance

Hollencrest Capital Management, an SEC-registered wealth manager based in Newport Beach, CA with $2.9 billion in regulatory assets, lists James Konon on its Form ADV as Vice President of Operations, AML Officer, Ciso.

Firms and roles

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James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Gregory P. PellizzonManaging Director, Chief Executive Officer, Hollencrest Capital Management
  • Robert B. WolfordManaging Director, Director of Marketing, Portfolio Manager, Hollencrest Capital Management
  • Peter J. PellizzonManaging Director, Chief Operations Officer, Portfolio Manager, Hollencrest Capital Management
  • Susan M. NakamuraManaging Director, Chief Compliance Officer, Director Portfolio Administration, Hollencrest Capital Management
  • Cameron C. AkersManaging Director, Chief Investment Officer, President, Hollencrest Capital Management

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.