Wealth manager, independent · SAN Francisco, CA
Asset Dedication, LLC
SEC-registered investment adviser · CRD 151988 · SEC 801-71892
At a glance
Asset Dedication, LLC is an SEC-registered investment adviser based in SAN Francisco, California, with $2.9B in regulatory assets under management as of its Form ADV filed March 31, 2026. It reports 1,986 individual clients, 828 of them high-net-worth, holding an average of about $1.5 million each, and 7 employees. That ranks it 374th among the nation’s 5,657 independent wealth management RIAs and 46th of 714 in California. It reports 3 custodians for its clients’ separately managed accounts: Charles Schwab, Fidelity and Jefferson National.
Main office 866-535-0897assetdedication.comAs filed on Form ADV
- Regulatory AUM
- $2.9B
- Rank among independent wealth managers
- #374 of 5,657
- Rank among all SEC RIAs
- #2,866 of 17,210
- Rank in California
- #46 of 714
- Individual clients
- 1,986
- High-net-worth clients
- 828
- Accounts
- 6,174
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 5
- Offices
- 3
Owners and executives on its Form ADV
- Stephen J. HuxleyMember/manager/chief Investment Strategist
- John B. BurnsMember/manager/president/chief Compliance Officer
- Daniel G. YeomanMember/manager/director of Operations
- Jeremy D. FletcherMember/manager/director of Investments and Portfolio Risk Management
Custody and brokerage
Broker-dealer
No broker-dealer ties
Asset Dedication, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 828 | $2.4B | 83% |
| Individuals | 1,158 | $476M | 16% |
| Pension and profit sharing plans | 8 | $8M | <1% |
| Corporations or other businesses | 3 | $4M | <1% |
| Charitable organizations | 1 | $1M | <1% |
Disciplinary disclosures
Asset Dedication, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗assetdedication.com ↗
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The full record on Asset Dedication, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,389 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in California
All of California →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Earned Wealth Advisors, LLCWalnut Creek | $3.1B | 1,461 |
| Intellectus Partners, LLCSAN Francisco | $3.0B | 197 |
| Point Olema Capital Partners, L.P.SAN Francisco | $2.9B | 17 |
| Fort Point Capital Partners LLCSAN Francisco | $2.9B | 431 |
| Hollencrest Capital ManagementNewport Beach | $2.9B | 461 |
| Veris Wealth Partners, LLCOakland | $2.9B | 316 |
Background
Questions
How much does Asset Dedication, LLC manage?
Asset Dedication, LLC reports $2.9B in regulatory assets under management across 6,174 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
How many clients does Asset Dedication, LLC have?
It reports 1,986 individual clients: 828 high-net-worth individuals and 1,158 other individuals. Individuals account for about 100% of its regulatory assets.
Where is Asset Dedication, LLC headquartered?
Its main office is in SAN Francisco, California. It reports 3 offices in total and 7 employees, 5 of whom perform investment advisory functions.
How does Asset Dedication, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Asset Dedication, LLC use?
It reports 3 custodians for its clients’ separately managed accounts: Charles Schwab, Fidelity and Jefferson National. On Schedule D of its Form ADV filed March 31, 2026, it reports these amounts held: Charles Schwab ($2.2B); Fidelity ($728M); Jefferson National ($1M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Asset Dedication, LLC a hybrid RIA with a broker-dealer?
Asset Dedication, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Asset Dedication, LLC a fiduciary?
As an SEC-registered investment adviser, Asset Dedication, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Asset Dedication, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →