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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Litchfield Park, AZ

Every SEC-registered investment adviser representative at a firm office in Litchfield Park, with the firms that employ the most of them.

14 registered advisors work in Litchfield Park; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (3). 2 list the CFP designation and 12 are also registered broker representatives.

Firms with the most advisors in Litchfield Park

FirmAdvisors in Litchfield Park
Merrill Lynch, Pierce, Fenner & Smith Incorporated news3
Ameriprise Financial Services, LLC news1
Ascensus Investment Advisors, LLC1
Charles Schwab & Co., Inc. news1
Edelman Financial Engines news1
Edward Jones news1
J.P. Morgan Securities LLC news1
Kestra Advisory Services, LLC news1
Lasalle St. Investment Advisors, L.L.C.1
Osaic Wealth, Inc. news1
State Farm Investment Management Corp.1
Welch Private Wealth1

Advisors in Litchfield Park, A to Z

CFP advisors in Litchfield Park →

Other cities in Arizona

All of Arizona →

Scottsdale 3,200Phoenix 2,247Tucson 764Chandler 593Tempe 534Gilbert 480Mesa 300Peoria 228Glendale 106Prescott 103Surprise 81Flagstaff 65Goodyear 53Queen Creek 52Sun City 45Oro Valley 38Fountain Hills 37Cave Creek 36Yuma 32Sun City West 27Lake Havasu City 25Sedona 25San Tan Valley 23Buckeye 22

Questions

How many financial advisors are in Litchfield Park, AZ?

14 investment adviser representatives are registered at firm offices in Litchfield Park, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 12 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Litchfield Park?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 3 registered advisors in Litchfield Park, followed by Ameriprise Financial Services, LLC with 1.

How do I check a financial advisor in Litchfield Park?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.