Financial ADVSR advisor directory · SEC adviser records
Cetera Investment Advisers LLC financial advisors in Tempe, AZ
Every SEC-registered investment adviser representative at a Cetera Investment Advisers LLC office in Tempe, A to Z.
The short answer
4 registered advisors work at Cetera Investment Advisers LLC in Tempe, out of 9,243 at the firm nationwide; it ranks number 17 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.
Cetera Investment Advisers LLC advisors in Tempe, A to Z
Every Cetera Investment Advisers LLC advisor →- Douglas W. ColeAlso a broker rep
- Steven D. LoneyPersonal Financial Specialist · Also a broker rep
- Matthew D. MamolenCertified Financial Planner · Also a broker rep
- Cindy S. MercadoAlso a broker rep
Cetera Investment Advisers LLC advisors in every city and state →Cetera Investment Advisers LLC: assets, clients and custodians →Cetera news and advisor moves →Advisor Moves: who changed firms this week →
Cetera Investment Advisers LLC advisors in other cities
San Diego, CA 104Phoenix, AZ 96Omaha, NE 95Dallas, TX 85Schaumburg, IL 85St Louis, MO 83Minneapolis, MN 80Houston, TX 76El Segundo, CA 70Scottsdale, AZ 69New York, NY 65Overland Park, KS 64St Cloud, MN 57Tampa, FL 54Honolulu, HI 52
Other firms in Tempe
All Tempe advisors →J.P. Morgan Securities LLC 141Morgan Stanley 77LPL Financial LLC 55Edward Jones 51Florida Financial Advisors, LLC 34U.S. Bancorp Advisors, LLC 16John Hancock Investment Management LLC 14Cambridge Investment Research Advisors, Inc. 13Commonwealth Financial Network 6Martinsen Wealth Management 6State Farm Investment Management Corp. 6The Ameriflex Group 6
Questions
How many financial advisors does Cetera Investment Advisers LLC have in Tempe?
4 investment adviser representatives are registered at Cetera Investment Advisers LLC offices in Tempe, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 9,243 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.
Is Cetera Investment Advisers LLC one of the largest advisor employers in Tempe?
Cetera Investment Advisers LLC ranks number 17 in Tempe by registered advisors; J.P. Morgan Securities LLC has the most, with 141.
How do I check a Cetera Investment Advisers LLC advisor in Tempe?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cetera Investment Advisers LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.