Investment adviser representative · Foundations Investment Advisors LLC
Ernest A. Baillargeon
CRD 6387461 · Phoenix, AZ
At a glance
Ernest A. Baillargeon is an investment adviser representative with Foundations Investment Advisors LLC in Phoenix, AZ, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Ernest’s SEC record dates to 2015, about 11 years ago.
Current advisory firm
- Foundations Investment Advisors LLCSince June 2015Phoenix, AZ · $10B in regulatory assets
SEC adviser record
- Registered since
- 2015 (11 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Ernest’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.