Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Phoenix, AZ
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Phoenix, A to Z.
The short answer
50 registered advisors work at UBS Financial Services Inc. in Phoenix, out of 8,475 at the firm nationwide; it ranks number 9 in the city by advisors. 3 list the CFP designation and 50 are also registered broker representatives.
UBS Financial Services Inc. advisors in Phoenix, A to Z
Every UBS Financial Services Inc. advisor →- Sommer M. ArekatAlso a broker rep
- William R. AulwesAlso a broker rep
- Asad V. BahbahAlso a broker rep
- Susan M. BaileyAlso a broker rep
- Anthony J. BebbingtonAlso a broker rep
- Michael F. BellAlso a broker rep
- James A. BoullionAlso a broker rep
- Jacob A. CalderonAlso a broker rep
- Merica L. ChmaitAlso a broker rep
- Nikos DaltonAlso a broker rep
- Darren X. DesmondAlso a broker rep
- Sarah DesmondAlso a broker rep
- Michael V. DoubledayAlso a broker rep
- Kristine J. ForsterAlso a broker rep
- Elizabeth A. FrenchAlso a broker rep
- Jon R. GabrielsonAlso a broker rep
- Katrina M. HanksAlso a broker rep
- Angela M. HowardAlso a broker rep
- Kirk M. JohnsonAlso a broker rep
- Callie JonesAlso a broker rep
- Conner W. KemmererAlso a broker rep
- Nathan G. LaidigAlso a broker rep
- Samuel J. LaidigAlso a broker rep
- Justin M. LowAlso a broker rep
- Ryan A. LurieAlso a broker rep
- Scott D. MacdonaldAlso a broker rep
- Edward A. MaruggiAlso a broker rep
- Mia E. McConnellAlso a broker rep
- Lovella G. McKimAlso a broker rep
- Thomas R. MooreAlso a broker rep
- Matthew P. MoscatelloAlso a broker rep
- Sean NashAlso a broker rep
- Marco A. NidoAlso a broker rep
- Dipen G. PatelCertified Financial Planner · Also a broker rep
- Nick J. PolydorosAlso a broker rep
- Matthew J. RyanAlso a broker rep
- Kathleen G. SabaAlso a broker rep
- Julian SanchezAlso a broker rep
- Stockton M. SchultzAlso a broker rep
- Patricia B. SmithAlso a broker rep
- William C. SobersAlso a broker rep
- Anne M. SpitzerAlso a broker rep
- Tyson M. TibshraenyAlso a broker rep
- Andrew E. VictorAlso a broker rep
- Clayton H. WassonAlso a broker rep
- Elias P. WeberCertified Financial Planner · Also a broker rep
- Jessica N. WertAlso a broker rep
- Richard J. WhalenAlso a broker rep
- Spencer J. WilliamsAlso a broker rep
- Gregory J. WootenCertified Financial Planner · Also a broker rep
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UBS Financial Services Inc. advisors in other cities
New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115
Other firms in Phoenix
All Phoenix advisors →Charles Schwab & Co., Inc. 425Schwab Wealth Advisory, Inc. 257Foundations Investment Advisors LLC 120Cetera Investment Advisers LLC 96Merrill Lynch, Pierce, Fenner & Smith Incorporated 92J.P. Morgan Securities LLC 81Strategic Advisers LLC 61LPL Financial LLC 58Edelman Financial Engines 45Morgan Stanley 41Brookwood Investment Group 34Dynamic 34
Questions
How many financial advisors does UBS Financial Services Inc. have in Phoenix?
50 investment adviser representatives are registered at UBS Financial Services Inc. offices in Phoenix, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 3 list the CFP designation and 50 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Phoenix?
UBS Financial Services Inc. ranks number 9 in Phoenix by registered advisors; Charles Schwab & Co., Inc. has the most, with 425.
How do I check a UBS Financial Services Inc. advisor in Phoenix?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.