Wealth manager, wrap-program sponsor · Concord, CA
Assetmark, Inc.
SEC-registered investment adviser · CRD 109018 · SEC 801-56323
At a glance
Assetmark, Inc. is an SEC-registered investment adviser based in Concord, California, with $91.8 billion in regulatory assets under management as of its Form ADV filed September 14, 2026. Its largest client group by assets is individuals, and it reports 448,019 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 24th of 8,915 wealth managers and 283rd of 17,210 SEC-registered advisers by assets.
Main office 800-664-5345assetmark.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $92B
- Rank among wealth managers
- #24 of 8,915
- Rank among all SEC RIAs
- #283 of 17,210
- Rank in California
- #27 of 1,873
- Individual clients
- 448,019
- High-net-worth clients
- 11,731
- Accounts
- 456,453
- Discretionary
- 99% of AUM
- Employees
- 859
- Advisory staff
- 269
- Offices
- 5
Owners and executives on its Form ADV
- Hyun M. KimChief Executive Officer, President, Chief Client Officer & Director
- Carrie E. HansenChief Operating Officer & Director
- Ted F. AngusGeneral Counsel
- Gary G. ZylaChief Financial Officer & Director
- Joel D. McNattChief Wealth Solutions Officer
- Lou MaiuriChairperson of the Board & Director
- John H. KovalChief Compliance Officer
- Gaurav AudityaEVP, Head of Client Operations
Custody and brokerage
Broker-dealer
Hybrid RIA
Assetmark, Inc. is a hybrid RIA: 361 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Assetmark Brokerage, LLC.
- Assetmark Brokerage, LLC ↗CRD 169804
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, June 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 436,288 | $63B | 69% |
| High-net-worth individuals | 11,731 | $22B | 24% |
| Pension and profit sharing plans | 4,797 | $3.2B | 4% |
| Corporations or other businesses | 1,985 | $2.0B | 2% |
| Charitable organizations | 1,649 | $910M | <1% |
| Insurance companies | – | $510M | <1% |
| Other | – | $328M | <1% |
| Investment companies | 2 | $0M | 0% |
Disciplinary disclosures
Assetmark, Inc. answers yes to 8 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗assetmark.com ↗
AtlasMembers
The full record on Assetmark, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 57 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Assetmark, Inc. manage?
Assetmark, Inc. reports $91.8 billion in regulatory assets under management across 456,453 accounts, 99% of it on a discretionary basis, on its Form ADV filed September 14, 2026.
What kind of firm is Assetmark, Inc.?
Assetmark, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Assetmark, Inc.’s clients?
By assets, its largest client types are individuals ($63.0 billion, 436,288 clients); high-net-worth individuals ($21.8 billion, 11,731 clients); pension and profit sharing plans ($3.2 billion, 4,797 clients).
Does Assetmark, Inc. have any disciplinary history?
Assetmark, Inc. answers yes to 8 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Assetmark, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →