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Financial ADVSR advisor directory · SEC adviser records

Wells Fargo Clearing Services, LLC financial advisors in Prescott, AZ

Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Prescott, A to Z.

The short answer

8 registered advisors work at Wells Fargo Clearing Services, LLC in Prescott, out of 13,135 at the firm nationwide; it ranks number 3 in the city by advisors. 0 list the CFP designation and 8 are also registered broker representatives.

Wells Fargo Clearing Services, LLC advisors in Prescott, A to Z

Every Wells Fargo Clearing Services, LLC advisor →

Wells Fargo Clearing Services, LLC advisors in every city and state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Wells Fargo Clearing Services, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

Wells Fargo Clearing Services, LLC advisors in other cities

St. Louis, MO 676Charlotte, NC 395New York, NY 329Salt Lake City, UT 210Minneapolis, MN 194San Diego, CA 167Houston, TX 161Scottsdale, AZ 138Irvine, CA 136Walnut Creek, CA 128McLean, VA 124Raleigh, NC 123Los Angeles, CA 119Fort Worth, TX 117Richmond, VA 113

Other firms in Prescott

All Prescott advisors →

LPL Financial LLC 16Stratos Wealth Partners, Ltd. 9Empirikal Partners LLC 6Edward Jones 5J.P. Morgan Securities LLC 4Allen Financial Partners 3Ameriprise Financial Services, LLC 3Carl F. Petersen. Inc. 3Independent Financial Group, LLC 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3Morgan Stanley 3Victory Wealth Services, LLC 3

Questions

How many financial advisors does Wells Fargo Clearing Services, LLC have in Prescott?

8 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Prescott, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 13,135 nationwide. 0 list the CFP designation and 8 are also registered as broker representatives.

Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in Prescott?

Wells Fargo Clearing Services, LLC ranks number 3 in Prescott by registered advisors; LPL Financial LLC has the most, with 16.

How do I check a Wells Fargo Clearing Services, LLC advisor in Prescott?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.