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Financial ADVSR advisor directory · SEC adviser records

Allen Financial Partners financial advisors in Prescott, AZ

Every SEC-registered investment adviser representative at a Allen Financial Partners office in Prescott, A to Z.

The short answer

3 registered advisors work at Allen Financial Partners in Prescott, out of 3 at the firm nationwide; it ranks number 7 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

Allen Financial Partners advisors in Prescott, A to Z

Every Allen Financial Partners advisor →

Allen Financial Partners advisors in every city and state →Allen Financial Partners: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Prescott

All Prescott advisors →

LPL Financial LLC 16Stratos Wealth Partners, Ltd. 9Wells Fargo Clearing Services, LLC 8Empirikal Partners LLC 6Edward Jones 5J.P. Morgan Securities LLC 4Ameriprise Financial Services, LLC 3Carl F. Petersen. Inc. 3Independent Financial Group, LLC 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3Morgan Stanley 3Victory Wealth Services, LLC 3

Questions

How many financial advisors does Allen Financial Partners have in Prescott?

3 investment adviser representatives are registered at Allen Financial Partners offices in Prescott, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is Allen Financial Partners one of the largest advisor employers in Prescott?

Allen Financial Partners ranks number 7 in Prescott by registered advisors; LPL Financial LLC has the most, with 16.

How do I check a Allen Financial Partners advisor in Prescott?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Allen Financial Partners office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.