Financial ADVSR advisor directory · SEC adviser records
Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Prescott, AZ
Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Prescott, A to Z.
The short answer
3 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Prescott, out of 22,882 at the firm nationwide; it ranks number 11 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Prescott, A to Z
Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →- Gina M. MattilaAlso a broker rep
- Robert W. SturgeonAlso a broker rep
- Richard H. TaubmanAlso a broker rep
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities
New York, NY 2,429Jacksonville, FL 719Pennington, NJ 569Chicago, IL 448Charlotte, NC 434Houston, TX 364Boston, MA 324Los Angeles, CA 315Chandler, AZ 309Miami, FL 272Atlanta, GA 271Dallas, TX 233San Francisco, CA 215Newport Beach, CA 190Riverside, RI 175
Other firms in Prescott
All Prescott advisors →LPL Financial LLC 16Stratos Wealth Partners, Ltd. 9Wells Fargo Clearing Services, LLC 8Empirikal Partners LLC 6Edward Jones 5J.P. Morgan Securities LLC 4Allen Financial Partners 3Ameriprise Financial Services, LLC 3Carl F. Petersen. Inc. 3Independent Financial Group, LLC 3Morgan Stanley 3Victory Wealth Services, LLC 3
Questions
How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Prescott?
3 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Prescott, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 22,882 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Prescott?
Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 11 in Prescott by registered advisors; LPL Financial LLC has the most, with 16.
How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Prescott?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.