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Financial ADVSR advisor directory · SEC adviser records

Independent Financial Group, LLC financial advisors in Prescott, AZ

Every SEC-registered investment adviser representative at a Independent Financial Group, LLC office in Prescott, A to Z.

The short answer

3 registered advisors work at Independent Financial Group, LLC in Prescott, out of 439 at the firm nationwide; it ranks number 10 in the city by advisors. 2 list the CFP designation and 3 are also registered broker representatives.

Independent Financial Group, LLC advisors in Prescott, A to Z

Every Independent Financial Group, LLC advisor →

Independent Financial Group, LLC advisors in every city and state →Independent Financial Group, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Independent Financial Group, LLC advisors in other cities

San Diego, CA 66San Juan Capistrano, CA 11Diamond Bar, CA 8Houston, TX 8Costa Mesa, CA 6Sacramento, CA 6Saint Louis, MO 6Carlsbad, CA 5Las Vegas, NV 5Scottsdale, AZ 5Dallas, TX 4Eagle, ID 4Exton, PA 4Fresno, CA 4Honolulu, HI 4

Other firms in Prescott

All Prescott advisors →

LPL Financial LLC 16Stratos Wealth Partners, Ltd. 9Wells Fargo Clearing Services, LLC 8Empirikal Partners LLC 6Edward Jones 5J.P. Morgan Securities LLC 4Allen Financial Partners 3Ameriprise Financial Services, LLC 3Carl F. Petersen. Inc. 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3Morgan Stanley 3Victory Wealth Services, LLC 3

Questions

How many financial advisors does Independent Financial Group, LLC have in Prescott?

3 investment adviser representatives are registered at Independent Financial Group, LLC offices in Prescott, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 439 nationwide. 2 list the CFP designation and 3 are also registered as broker representatives.

Is Independent Financial Group, LLC one of the largest advisor employers in Prescott?

Independent Financial Group, LLC ranks number 10 in Prescott by registered advisors; LPL Financial LLC has the most, with 16.

How do I check a Independent Financial Group, LLC advisor in Prescott?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Independent Financial Group, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.