Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Prescott, AZ
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Prescott, A to Z.
The short answer
16 registered advisors work at LPL Financial LLC in Prescott, out of 21,098 at the firm nationwide; it ranks number 1 in the city by advisors. 3 list the CFP designation and 16 are also registered broker representatives.
LPL Financial LLC advisors in Prescott, A to Z
Every LPL Financial LLC advisor →- Alexander R. BacciAlso a broker rep
- Kayanne BakerAlso a broker rep
- George J. ChardukianAlso a broker rep
- Janet L. De VriesAlso a broker rep
- Michael O. DotyAlso a broker rep
- Miguel R. EspinozaAlso a broker rep
- John L. FarmerAlso a broker rep
- Adam P. GoldsteinCertified Financial Planner · Also a broker rep
- Anna M. HigginsAlso a broker rep
- Lee A. IredellAlso a broker rep
- Thomas W. RepassAlso a broker rep
- Stephen A. SchottAlso a broker rep
- Cole R. Service-BenzingCertified Financial Planner · Also a broker rep
- John B. TrahernAlso a broker rep
- Kelly A. WaringCertified Financial Planner · Also a broker rep
- Robert L. WaringAlso a broker rep
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LPL Financial LLC advisors in other cities
San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67
Other firms in Prescott
All Prescott advisors →Stratos Wealth Partners, Ltd. 9Wells Fargo Clearing Services, LLC 8Empirikal Partners LLC 6Edward Jones 5J.P. Morgan Securities LLC 4Allen Financial Partners 3Ameriprise Financial Services, LLC 3Carl F. Petersen. Inc. 3Independent Financial Group, LLC 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3Morgan Stanley 3Victory Wealth Services, LLC 3
Questions
How many financial advisors does LPL Financial LLC have in Prescott?
16 investment adviser representatives are registered at LPL Financial LLC offices in Prescott, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 3 list the CFP designation and 16 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Prescott?
LPL Financial LLC ranks number 1 in Prescott by registered advisors, ahead of Stratos Wealth Partners, Ltd. (9).
How do I check a LPL Financial LLC advisor in Prescott?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.