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Financial ADVSR advisor directory · SEC adviser records

Carl F. Petersen. Inc. financial advisors in Prescott, AZ

Every SEC-registered investment adviser representative at a Carl F. Petersen. Inc. office in Prescott, A to Z.

The short answer

3 registered advisors work at Carl F. Petersen. Inc. in Prescott, out of 4 at the firm nationwide; it ranks number 9 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Carl F. Petersen. Inc. advisors in Prescott, A to Z

Every Carl F. Petersen. Inc. advisor →

Carl F. Petersen. Inc. advisors in every city and state →Advisor Moves: who changed firms this week →

Carl F. Petersen. Inc. advisors in other cities

Glendale, AZ 1

Other firms in Prescott

All Prescott advisors →

LPL Financial LLC 16Stratos Wealth Partners, Ltd. 9Wells Fargo Clearing Services, LLC 8Empirikal Partners LLC 6Edward Jones 5J.P. Morgan Securities LLC 4Allen Financial Partners 3Ameriprise Financial Services, LLC 3Independent Financial Group, LLC 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3Morgan Stanley 3Victory Wealth Services, LLC 3

Questions

How many financial advisors does Carl F. Petersen. Inc. have in Prescott?

3 investment adviser representatives are registered at Carl F. Petersen. Inc. offices in Prescott, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Carl F. Petersen. Inc. one of the largest advisor employers in Prescott?

Carl F. Petersen. Inc. ranks number 9 in Prescott by registered advisors; LPL Financial LLC has the most, with 16.

How do I check a Carl F. Petersen. Inc. advisor in Prescott?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Carl F. Petersen. Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.