Wealth manager, independent · Prescott, AZ
Lane Brothers Investment Counsel
Lane Brothers & Co Inc · SEC-registered investment adviser · CRD 105968 · SEC 801-130414
At a glance
Lane Brothers Investment Counsel is an SEC-registered investment adviser based in Prescott, Arizona, with $240 million in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 333 individual clients. By Form ADV it is a wealth manager, ranked 5,145th of 8,915 wealth managers and 11,297th of 17,210 SEC-registered advisers by assets.
Main office 928-776-8870lanebrothers.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $240M
- Rank among wealth managers
- #5,145 of 8,915
- Rank among all SEC RIAs
- #11,297 of 17,210
- Rank in Arizona
- #113 of 212
- Individual clients
- 333
- High-net-worth clients
- 43
- Accounts
- 979
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 5
- Offices
- 2
Owners and executives on its Form ADV
- Kevin P. LanePresident/ceo
- Megan K. LaneCCO, Shareholder
- Joseph M. AllenShareholder
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 43 | $120M | 50% |
| Individuals | 290 | $101M | 42% |
| Corporations or other businesses | 3 | $10M | 4% |
| Charitable organizations | 4 | $7M | 3% |
| Pension and profit sharing plans | 1 | $1M | <1% |
| Pooled investment vehicles | 1 | $0M | <1% |
Private funds
Lane Brothers Investment Counsel reports 1 private funds with $0M in gross assets: real estate funds (Form ADV Item 7.B).
Disciplinary disclosures
Lane Brothers Investment Counsel reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗lanebrothers.com ↗
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The full record on Lane Brothers Investment Counsel
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 6,290 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Lane Brothers Investment Counsel manage?
Lane Brothers Investment Counsel reports $240 million in regulatory assets under management across 979 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
What kind of firm is Lane Brothers Investment Counsel?
Lane Brothers Investment Counsel is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Lane Brothers Investment Counsel’s clients?
By assets, its largest client types are high-net-worth individuals ($120 million, 43 clients); individuals ($101 million, 290 clients); corporations or other businesses ($10 million, 3 clients).
Does Lane Brothers Investment Counsel manage private funds?
Yes. It reports 1 private funds with $385,567 in gross assets, including real estate funds.
Does Lane Brothers Investment Counsel have any disciplinary history?
Lane Brothers Investment Counsel reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Lane Brothers Investment Counsel’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →