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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Surprise, AZ

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Surprise, A to Z.

The short answer

3 registered advisors work at Charles Schwab & Co., Inc. in Surprise, out of 5,937 at the firm nationwide; it ranks number 8 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors in Surprise, A to Z

Every Charles Schwab & Co., Inc. advisor →

Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. advisors in other cities

Westlake, TX 780Lone Tree, CO 469Phoenix, AZ 424Orlando, FL 214Omaha, NE 209Austin, TX 203Indianapolis, IN 158New York City, NY 92Chicago, IL 86San Francisco, CA 70Richfield, OH 68St Louis, MO 59Scottsdale, AZ 43San Diego, CA 41Los Angeles, CA 40

Other firms in Surprise

All Surprise advisors →

Edward Jones 8Strategic Advisers LLC 8J.P. Morgan Securities LLC 6Pfs Investments Inc. 4State Farm Investment Management Corp. 4Wells Fargo Clearing Services, LLC 4Cetera Investment Advisers LLC 3Empower Advisory Group, LLC 3Vista Cima Wealth Management LLC 3

Questions

How many financial advisors does Charles Schwab & Co., Inc. have in Surprise?

3 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Surprise, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Charles Schwab & Co., Inc. one of the largest advisor employers in Surprise?

Charles Schwab & Co., Inc. ranks number 8 in Surprise by registered advisors; Edward Jones has the most, with 8.

How do I check a Charles Schwab & Co., Inc. advisor in Surprise?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.