Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in Surprise, AZ

Every SEC-registered financial advisor at a firm office in Surprise who lists the Certified Financial Planner designation, A to Z.

8 CFP professionals work in Surprise; the most are at Edward Jones (2). 5 are also registered broker representatives.

CFP advisors in Surprise, A to Z

Every advisor in Surprise →
  • Nicholas R. BairCetera Investment Advisers LLC · Certified Financial Planner, Chartered Financial Consultant
  • Joseph D. BauerPrincipal Securities, Inc. · Certified Financial Planner
  • Lance BaxterEdward Jones · Certified Financial Planner
  • Kent G. ForseyHillspring Financial, Inc. · Certified Financial Planner
  • Gary L. LunaDynamic Wealth Advisors · Certified Financial Planner
  • Alyssa MurphyJ.P. Morgan Securities LLC · Certified Financial Planner
  • Thomas C. SerosEdward Jones · Certified Financial Planner
  • Katherine K. VessenesMd Financial Advisors / Vestment Financial · Certified Financial Planner

Firms with the most CFP professionals in Surprise

Edward Jones 2Cetera Investment Advisers LLC 1Dynamic Wealth Advisors 1Hillspring Financial, Inc. 1J.P. Morgan Securities LLC 1Md Financial Advisors / Vestment Financial 1Principal Securities, Inc. 1

CFP advisors in other Arizona cities

All of Arizona →

Scottsdale 548Phoenix 378Tucson 109Mesa 60Tempe 58Chandler 56Gilbert 51Peoria 26Prescott 19Glendale 18Flagstaff 15Oro Valley 8Cave Creek 6Fountain Hills 6Goodyear 6Queen Creek 6Sedona 6Sierra Vista 6Yuma 6Buckeye 5Carefree 4Lake Havasu City 4Sun City 4Green Valley 3

Questions

How many CFP financial advisors are in Surprise, AZ?

8 SEC-registered investment adviser representatives at firm offices in Surprise, Arizona list the CFP designation; Edward Jones employs the most of them (2).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in Surprise?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.