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Chief Executive Officer, Principal and Chief Compliance Officer · MD Financial Advisors / Vestment Financial

Katherine K. Vessenes

CRD 1320580 · Named on Form ADV at one SEC-registered adviser

At a glance

MD Financial Advisors / Vestment Financial, an SEC-registered wealth manager based in Chanhassen, MN with $304 million in regulatory assets, lists Katherine K. Vessenes on its Form ADV as Chief Executive Officer, Principal and Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Katherine’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Joshua B. LantzChief Investment Officer, MD Financial Advisors / Vestment Financial

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.