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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Saint Charles, MO

Every SEC-registered investment adviser representative at a firm office in Saint Charles, with the firms that employ the most of them.

49 registered advisors work in Saint Charles; the most are at LPL Financial LLC (8). 8 list the CFP designation and 40 are also registered broker representatives.

Firms with the most advisors in Saint Charles

FirmAdvisors in Saint Charles
LPL Financial LLC news8
Axius Advisors LLC7
Edward Jones news4
State Farm Investment Management Corp.4
Allstate Financial Advisors, LLC2
Osaic Advisory Services, LLC news2
Strategic Advisers LLC2
U.S. Bancorp Advisors, LLC2
Cambridge Investment Research Advisors, Inc. news1
Charles Schwab & Co., Inc. news1
Commonwealth Financial Network news1
Cornerstone Wealth Management, LLC1
Edelman Financial Engines news1
Fidelis Capital1
Fidelis Financial Planning, LLC1
Horter Investment Management, LLC1
Integrity Advisory Solutions1
Mma Securities LLC1
Money Concepts Capital Corp.1
Oakview Wealth Solutions LLC1
Osaic Wealth, Inc. news1
Pfs Investments Inc.1
Principal Securities, Inc.1
Raymond James Financial Services Advisors, Inc. news1
Saxony Capital Management, LLC1

Advisors in Saint Charles, A to Z

CFP advisors in Saint Charles →

Other cities in Missouri

All of Missouri →

St. Louis 4,277Clayton 597Chesterfield 582Kansas City 561St Louis 528Saint Louis 366Springfield 332Maryland Heights 163Frontenac 159Columbia 150Creve Coeur 88O'Fallon 80Jefferson City 75Lees Summit 69Lee's Summit 68Des Peres 60Liberty 60Cape Girardeau 55Kirkwood 50Joplin 48Ballwin 43Independence 42St Charles 41Blue Springs 40

Questions

How many financial advisors are in Saint Charles, MO?

49 investment adviser representatives are registered at firm offices in Saint Charles, Missouri, according to the SEC's Investment Adviser Public Disclosure records. 40 of them are also registered as broker representatives, and 8 list the CFP designation.

Which firm has the most financial advisors in Saint Charles?

LPL Financial LLC, with 8 registered advisors in Saint Charles, followed by Axius Advisors LLC with 7.

How do I check a financial advisor in Saint Charles?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.