Cheif Executive Officer & Chief Compliance Officer · Axius Advisors LLC
Jeff R. Locker
CRD 3181054 · Named on Form ADV at one SEC-registered adviser
At a glance
Axius Advisors LLC, an SEC-registered wealth manager based in Saint Charles, MO with $624 million in regulatory assets, lists Jeff R. Locker on its Form ADV as Cheif Executive Officer & Chief Compliance Officer, a control person.
Firms and roles
- Axius Advisors LLCCheif Executive Officer & Chief Compliance OfficerWealth manager · Saint Charles, MO · $624M in regulatory assets
AtlasMembers
Jeff’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Thomas R. ReedPresident, Axius Advisors LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jeff’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.