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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Cape Girardeau, MO

Every SEC-registered investment adviser representative at a firm office in Cape Girardeau, with the firms that employ the most of them.

55 registered advisors work in Cape Girardeau; the most are at Edward Jones (11). 5 list the CFP designation and 46 are also registered broker representatives.

Firms with the most advisors in Cape Girardeau

FirmAdvisors in Cape Girardeau
Edward Jones news11
Merrill Lynch, Pierce, Fenner & Smith Incorporated news9
Wells Fargo Clearing Services, LLC news6
Alspaugh Wealth Management4
Cetera Investment Advisers LLC news3
LPL Financial LLC news3
Thrivent Investment Management Inc.3
MML Investors Services, LLC2
Marketdesk Indices LLC2
Stifel, Nicolaus & Company, Incorporated news2
Ameriprise Financial Services, LLC news1
Cambridge Investment Research Advisors, Inc. news1
Commonwealth Financial Network news1
Farther news1
Nwf Advisory Services Inc.1
Principal Securities, Inc.1
State Farm Investment Management Corp.1
Strategic Investment Advisors, Ltd.1
U.S. Bancorp Advisors, LLC1
Voya Financial Advisors, Inc.1

Advisors in Cape Girardeau, A to Z

CFP advisors in Cape Girardeau →

Other cities in Missouri

All of Missouri →

St. Louis 4,277Clayton 597Chesterfield 582Kansas City 561St Louis 528Saint Louis 366Springfield 332Maryland Heights 163Frontenac 159Columbia 150Creve Coeur 88O'Fallon 80Jefferson City 75Lees Summit 69Lee's Summit 68Des Peres 60Liberty 60Kirkwood 50Saint Charles 49Joplin 48Ballwin 43Independence 42St Charles 41Blue Springs 40

Questions

How many financial advisors are in Cape Girardeau, MO?

55 investment adviser representatives are registered at firm offices in Cape Girardeau, Missouri, according to the SEC's Investment Adviser Public Disclosure records. 46 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Cape Girardeau?

Edward Jones, with 11 registered advisors in Cape Girardeau, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 9.

How do I check a financial advisor in Cape Girardeau?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.