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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Ballwin, MO

Every SEC-registered investment adviser representative at a firm office in Ballwin, with the firms that employ the most of them.

43 registered advisors work in Ballwin; the most are at Prospera Financial Services, Inc. (9). 5 list the CFP designation and 40 are also registered broker representatives.

Firms with the most advisors in Ballwin

FirmAdvisors in Ballwin
Prospera Financial Services, Inc.9
Edward Jones news6
LPL Financial LLC news4
Strategic Advisers LLC4
State Farm Investment Management Corp.3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Osaic Wealth, Inc. news2
PNC Wealth Management LLC2
Wells Fargo Advisors Financial Network, LLC news2
Wells Fargo Clearing Services, LLC news2
Ai Portfolios1
Ameriprise Financial Services, LLC news1
Bridgewater Asset Management LLC1
Cetera Investment Advisers LLC news1
Charles Schwab & Co., Inc. news1
International Assets Investment Management, LLC1
Tradewinds Capital Management, LLC1
U.S. Bancorp Advisors, LLC1

Advisors in Ballwin, A to Z

CFP advisors in Ballwin →

Other cities in Missouri

All of Missouri →

St. Louis 4,277Clayton 597Chesterfield 582Kansas City 561St Louis 528Saint Louis 366Springfield 332Maryland Heights 163Frontenac 159Columbia 150Creve Coeur 88O'Fallon 80Jefferson City 75Lees Summit 69Lee's Summit 68Des Peres 60Liberty 60Cape Girardeau 55Kirkwood 50Saint Charles 49Joplin 48Independence 42St Charles 41Blue Springs 40

Questions

How many financial advisors are in Ballwin, MO?

43 investment adviser representatives are registered at firm offices in Ballwin, Missouri, according to the SEC's Investment Adviser Public Disclosure records. 40 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Ballwin?

Prospera Financial Services, Inc., with 9 registered advisors in Ballwin, followed by Edward Jones with 6.

How do I check a financial advisor in Ballwin?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.