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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in North Carolina

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in North Carolina, by city and A to Z.

The short answer

56 registered advisors work at Principal Securities, Inc. in North Carolina, out of 1,318 nationwide; it's the firm's number 8 state by advisors, and the most are in Raleigh (19). 9 list the CFP designation and 56 are also registered broker representatives.

Principal Securities, Inc. advisors by city in North Carolina

Every firm in North Carolina →

Raleigh 19Charlotte 18Huntersville 2Mooresville 2Winston Salem 2Cary 1Coats 1Concord 1Cornelius 1Denver 1Garner 1Greensboro 1Navassa 1New Bern 1Pilot Mountain 1Southport 1Wesley Chapel 1

Principal Securities, Inc. advisors in North Carolina, A to Z

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Principal Securities, Inc. advisors in every state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. in other states

Iowa 320California 112Florida 81Minnesota 69Texas 63New York 60Wisconsin 57Pennsylvania 41Illinois 40Nebraska 34Georgia 32Michigan 32South Dakota 26Ohio 25Colorado 24Kansas 22Missouri 22Arizona 21Tennessee 18South Carolina 14Alabama 13New Jersey 11Virginia 11Maryland 10Oregon 10Delaware 9Idaho 9North Dakota 9Washington 9Indiana 8Oklahoma 6Utah 6New Hampshire 5Connecticut 4Massachusetts 4Maine 4Montana 4Kentucky 3Louisiana 3Wyoming 3

Questions

How many Principal Securities, Inc. financial advisors are in North Carolina?

56 investment adviser representatives are registered at Principal Securities, Inc. offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 at the firm nationwide. 9 list the CFP designation and 56 are also registered as broker representatives.

Where in North Carolina does Principal Securities, Inc. have the most advisors?

Raleigh, with 19, then Charlotte (18). Principal Securities, Inc. has advisors in 17 cities in North Carolina.

How do I check a Principal Securities, Inc. advisor in North Carolina?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.