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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Iowa

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Iowa, by city and A to Z.

The short answer

320 registered advisors work at Principal Securities, Inc. in Iowa, out of 1,318 nationwide; it's the firm's number 1 state by advisors, and the most are in Des Moines (175). 22 list the CFP designation and 306 are also registered broker representatives.

Principal Securities, Inc. advisors by city in Iowa

Every firm in Iowa →

Des Moines 175West Des Moines 70Bettendorf 14Hiawatha 12Cedar Falls 5Calmar 3Charles City 3Mason City 3Ankeny 2Atlantic 2Carroll 2Davenport 2Dyersville 2Muscatine 2Newell 2Tiffin 2Anamosa 1Burlington 1Cedar Rapids 1Decorah 1Denver 1Dubuque 1Grimes 1Iowa City 1Johnston 1Madrid 1Mingo 1Montezuma 1Nora Springs 1North Liberty 1Solon 1Waterloo 1Wdm 1Webster City 1Windsor Heights 1

Principal Securities, Inc. advisors in Iowa, A to Z

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Principal Securities, Inc. advisors in every state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. in other states

California 112Florida 81Minnesota 69Texas 63New York 60Wisconsin 57North Carolina 55Pennsylvania 41Illinois 40Nebraska 34Georgia 32Michigan 32South Dakota 26Ohio 25Colorado 24Kansas 22Missouri 22Arizona 21Tennessee 18South Carolina 14Alabama 13New Jersey 11Virginia 11Maryland 10Oregon 10Delaware 9Idaho 9North Dakota 9Washington 9Indiana 8Oklahoma 6Utah 6New Hampshire 5Connecticut 4Massachusetts 4Maine 4Montana 4Kentucky 3Louisiana 3Wyoming 3

Questions

How many Principal Securities, Inc. financial advisors are in Iowa?

320 investment adviser representatives are registered at Principal Securities, Inc. offices in Iowa, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 at the firm nationwide. 22 list the CFP designation and 306 are also registered as broker representatives.

Where in Iowa does Principal Securities, Inc. have the most advisors?

Des Moines, with 175, then West Des Moines (70). Principal Securities, Inc. has advisors in 35 cities in Iowa.

How do I check a Principal Securities, Inc. advisor in Iowa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.