Adviser and broker representative · Principal Securities, Inc.
Marlene Dixon
CRD 5848675 · Des Moines, IA
At a glance
Marlene Dixon is an investment adviser representative with Principal Securities, Inc. in Des Moines, IA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Marlene’s SEC record dates to 2022, about 4 years ago. Marlene is also registered as a broker representative.
Current advisory firm
- Principal Securities, Inc.Since March 2024Des Moines, IA · $17B in regulatory assets
SEC adviser record
- Registered since
- 2022 (4 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Marlene’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.