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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in North Dakota

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in North Dakota, by city and A to Z.

The short answer

9 registered advisors work at Principal Securities, Inc. in North Dakota, out of 1,318 nationwide; it's the firm's number 29 state by advisors, and the most are in Fargo (4). 0 list the CFP designation and 9 are also registered broker representatives.

Principal Securities, Inc. advisors by city in North Dakota

Every firm in North Dakota →

Fargo 4Bismarck 2Minot 2Dickinson 1

Principal Securities, Inc. advisors in North Dakota, A to Z

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Principal Securities, Inc. advisors in every state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. in other states

Iowa 320California 112Florida 81Minnesota 69Texas 63New York 60Wisconsin 57North Carolina 55Pennsylvania 41Illinois 40Nebraska 34Georgia 32Michigan 32South Dakota 26Ohio 25Colorado 24Kansas 22Missouri 22Arizona 21Tennessee 18South Carolina 14Alabama 13New Jersey 11Virginia 11Maryland 10Oregon 10Delaware 9Idaho 9Washington 9Indiana 8Oklahoma 6Utah 6New Hampshire 5Connecticut 4Massachusetts 4Maine 4Montana 4Kentucky 3Louisiana 3Wyoming 3

Questions

How many Principal Securities, Inc. financial advisors are in North Dakota?

9 investment adviser representatives are registered at Principal Securities, Inc. offices in North Dakota, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 at the firm nationwide. 0 list the CFP designation and 9 are also registered as broker representatives.

Where in North Dakota does Principal Securities, Inc. have the most advisors?

Fargo, with 4, then Bismarck (2). Principal Securities, Inc. has advisors in 4 cities in North Dakota.

How do I check a Principal Securities, Inc. advisor in North Dakota?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.