Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Illinois

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Illinois, by city and A to Z.

40 registered advisors work at Principal Securities, Inc. in Illinois, out of 1,318 nationwide; it's the firm's number 10 state by advisors, and the most are in Downers Grove (16). 5 list the CFP designation and 39 are also registered broker representatives.

Principal Securities, Inc. advisors by city in Illinois

Every firm in Illinois →

Downers Grove 16Rockford 7Andalusia 2Chicago 2La Salle 2Saint Charles 2Addison 1Arlington Heights 1Bloomington 1Glen Carbon 1Hinsdale 1Lemont 1Libertyville 1Naperville 1Woodridge 1

Principal Securities, Inc. advisors in Illinois, A to Z

Search by name →

Principal Securities, Inc. advisors in every state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. in other states

Iowa 320California 112Florida 81Minnesota 69Texas 63New York 60Wisconsin 57North Carolina 55Pennsylvania 41Nebraska 34Georgia 32Michigan 32South Dakota 26Ohio 25Colorado 24Kansas 22Missouri 22Arizona 21Tennessee 18South Carolina 14Alabama 13New Jersey 11Virginia 11Maryland 10Oregon 10Delaware 9Idaho 9North Dakota 9Washington 9Indiana 8Oklahoma 6Utah 6New Hampshire 5Connecticut 4Massachusetts 4Maine 4Montana 4Kentucky 3Louisiana 3Wyoming 3

Questions

How many Principal Securities, Inc. financial advisors are in Illinois?

40 investment adviser representatives are registered at Principal Securities, Inc. offices in Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 at the firm nationwide. 5 list the CFP designation and 39 are also registered as broker representatives.

Where in Illinois does Principal Securities, Inc. have the most advisors?

Downers Grove, with 16, then Rockford (7). Principal Securities, Inc. has advisors in 15 cities in Illinois.

How do I check a Principal Securities, Inc. advisor in Illinois?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.