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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Saint Charles, IL

Every SEC-registered investment adviser representative at a firm office in Saint Charles, with the firms that employ the most of them.

21 registered advisors work in Saint Charles; the most are at LPL Financial LLC (3). 2 list the CFP designation and 19 are also registered broker representatives.

Firms with the most advisors in Saint Charles

FirmAdvisors in Saint Charles
LPL Financial LLC news3
Raymond James Financial Services Advisors, Inc. news3
Ameriprise Financial Services, LLC news2
Forum Financial Management, LP2
Principal Securities, Inc.2
Cambridge Investment Research Advisors, Inc. news1
Cetera Investment Advisers LLC news1
Commonwealth Financial Network news1
Lasalle St. Investment Advisors, L.L.C.1
MML Investors Services, LLC1
Osaic Wealth, Inc. news1
State Farm Investment Management Corp.1
Tiaa-Cref Individual & Institutional Services, LLC1
Wells Fargo Advisors Financial Network, LLC news1

Advisors in Saint Charles, A to Z

CFP advisors in Saint Charles →

Other cities in Illinois

All of Illinois →

Chicago 6,250Wheaton 798Oak Brook 520Naperville 506Rockford 473Deerfield 431Downers Grove 397Schaumburg 366Northbrook 312Springfield 269Oakbrook Terrace 219Orland Park 213Lisle 212Peoria 202Barrington 180Lombard 175Lake Forest 139Champaign 137Elmhurst 136Bloomington 134Arlington Heights 133Skokie 120Highland Park 117Glenview 116

Questions

How many financial advisors are in Saint Charles, IL?

21 investment adviser representatives are registered at firm offices in Saint Charles, Illinois, according to the SEC's Investment Adviser Public Disclosure records. 19 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Saint Charles?

LPL Financial LLC, with 3 registered advisors in Saint Charles, followed by Raymond James Financial Services Advisors, Inc. with 3.

How do I check a financial advisor in Saint Charles?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.