Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Northbrook, IL
Every SEC-registered investment adviser representative at a firm office in Northbrook, with the firms that employ the most of them.
The short answer
312 registered advisors work in Northbrook; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (82). 38 list the CFP designation and 239 are also registered broker representatives.
Firms with the most advisors in Northbrook
Advisors in Northbrook, A to Z (first 300 of 312)
CFP advisors in Northbrook →- Magdy N. AbdEdward Jones
- Dejan AcimovicMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Craig D. AlexanderAmeriprise Financial Services, LLC
- Saad M. AlhitiEdward Jones
- Joann AllisonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Martin K. AndersonCharles Schwab & Co., Inc.
- Alona W. AnspachIht Wealth Management LLC · Certified Financial Planner
- Nicholas A. AnthonyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Matthew T. AtristainMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Matthew L. AvenSbb Research Group LLC
- Jack T. BalkeyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jennifer S. BarberisUBS Financial Services Inc.
- Jolene BatemanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Matt J. BauerState Farm Investment Management Corp. · Chartered Financial Consultant
- Wendy S. BaumEquitable Advisors, LLC · Certified Financial Planner
- Yakov M. BaylisLPL Enterprise, LLC
- Jeffrey W. BeckCetera Investment Advisers LLC
- Henry P. BeckerH.P. Becker & Co.
- Thomas L. BenedictMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Nineve BenjaminJ.P. Morgan Securities LLC
- Paul M. BenjaminCetera Investment Advisers LLC · Certified Financial Planner, Personal Financial Specialist
- Sabrina BenjaminMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Eric W. BerlsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jeffrey B. BermanTrifecta Capital Advisors, LLC
- Kathy A. BorkovecCharles Schwab & Co., Inc.
- Daniel B. BorsteinBoon Capital Advisors LLC
- Anna BouthilletteCharles Schwab & Co., Inc.
- Andrew J. BranskyStifel, Nicolaus & Company, Incorporated
- Steven L. BraunNorthwestern Mutual Investment Services, LLC
- Trevor M. BrodyGlobal Retirement Partners LLC
- Josh BrownCharles Schwab & Co., Inc.
- Jorge L. BurgosMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Mark B. BurkaMendel Money Management Inc. · Chartered Financial Analyst
- Emmett R. BurnsideUBS Financial Services Inc.
- Adrian ByrdCharles Schwab & Co., Inc.
- Gilbert A. CalderonFive Eleven Partners · Chartered Financial Analyst
- Patrick K. Callaghan&Partners
- Brian G. CallahanFocus Partners Wealth, LLC
- Wayne F. CarrMain Street Investment Advisors, LLC
- Cynthia F. ChaseMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Maria I. CintronUBS Financial Services Inc.
- Charles L. CoeCetera Investment Advisers LLC
- Arthur M. CohenArthur M. Cohen & Associates LLC
- Kathleen M. CollierUBS Financial Services Inc.
- Teri K. ConklinUBS Financial Services Inc.
- Tracy M. CookMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Walter W. CosmoLPL Enterprise, LLC
- Katarzyna CudzichMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Steven CzechEdelman Financial Engines
- Anthony J. CzechorskiEdelman Financial Engines
- Fradi DababnehMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Hazem DababnehMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Darin W. DanielsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ann M. DavisCapital Management Consultants
- Marc M. DavisCapital Management Consultants
- Scott E. DavisMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Leonard A. DedoUBS Financial Services Inc.
- Anne M. Del RosarioLPL Financial LLC
- David M. DickmanMindful Wealth LLC
- Jeffrey B. DoblinForum Financial Management, LP · Certified Financial Planner, Chartered Financial Analyst
- Mark S. DoroffSpc
- David L. DosikCetera Investment Advisers LLC
- Charles T. DouthitCetera Investment Advisers LLC
- Benjamin D. DrescherUBS Financial Services Inc.
- Vanessa E. DrolshagenMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Melanie J. DuguidCetera Investment Advisers LLC · Certified Financial Planner
- William J. DuncanUBS Financial Services Inc.
- Phyllis L. EganCharles Schwab & Co., Inc.
- Ivanna EkslerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Glenn M. FarkasAvista Wealth Management
- Adam B. FaustDeep Blue Financial LLC
- William S. FeeneyUBS Financial Services Inc.
- Timothy T. FeldheimIht Wealth Management LLC
- Evan J. FerryFocus Partners Wealth, LLC
- Maury L. FertigFocus Partners Wealth, LLC
- Eric J. FieldsNfsg Corporation
- Emily FigueroaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Daniel FisherFisher Financial Group, LLC
- Jennifer D. FisherMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jeffrey M. FitzgeraldMerrill Lynch, Pierce, Fenner & Smith Incorporated
- William J. FloydMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Robert J. FootlikWells Fargo Advisors Financial Network, LLC
- Frederick S. FoxMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Margaret M. FoxMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Martin I. FriedmanLPL Financial LLC · Certified Financial Planner
- Jonathan J. FrydmanOsaic Wealth, Inc.
- Todd W. GambitGambit Asset Management · Certified Financial Planner
- Brett W. GardinerCetera Investment Advisers LLC
- Christopher J. GarrityMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Anthony GedwillSilver Oak Securities, Incorporated
- Jared GelbMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jordan M. GelbMerrill Lynch, Pierce, Fenner & Smith Incorporated
- John E. GlasgowMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Catherine C. GoelFocus Partners Wealth, LLC
- Anna GoldbergUBS Financial Services Inc.
- Daniel J. GoldsteinPure Financial Advisors, LLC · Certified Financial Planner
- Chloe J. GoodwinCharles Schwab & Co., Inc. · Certified Financial Planner
- Aron M. GorensteinLPL Financial LLC
- Nikolas D. GountanisUBS Financial Services Inc.
- Troy E. GrospitzCharles Schwab & Co., Inc.
- Sara A. HagenMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Susan S. HallRaymond James Financial Services Advisors, Inc.
- Peleg HalpernNorth Star Wealth Management
- Mitchell P. HamerStratos Wealth Advisors LLC · Certified Financial Planner
- Robert A. HamerStratos Wealth Advisors LLC
- Omar T. HamidCharles Schwab & Co., Inc.
- John L. Hammond IIIUBS Financial Services Inc.
- Grant A. HardyCharles Schwab & Co., Inc.
- Christopher P. HarrisEdward Jones
- Morton A A. HartUBS Financial Services Inc.
- Ewa HassaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Steven J. HefterEncompass More Asset Management LLC · Certified Financial Planner
- Manfred H. Hegwer Jr.LPL Financial LLC
- Eric M. HershMorgan Stanley
- Stace A. HilbrantLPL Financial LLC
- Franklin M. HilversStrategic Advisers LLC
- Matthew HinesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Matthew J. HoenesK&H Wealth Partners · Certified Financial Planner
- Roger L. HoenesK&H Wealth Partners · Certified Financial Planner, Chartered Financial Consultant
- Julie HoerstenUBS Financial Services Inc.
- Gary S. HokinHokin Investment Advisors Inc.
- Mason HomseyCharles Schwab & Co., Inc. · Certified Financial Planner
- Edward J. HunglerEdelman Financial Engines · Certified Financial Planner
- Janel M. HustonRaymond James Financial Services Advisors, Inc.
- Kristy L. IhleEquitable Advisors, LLC
- Aaron B. IzenstarkIron Financial LLC
- Wendy F. Jacobson-RosenLPL Enterprise, LLC
- Terra A. JahnsGlobal Retirement Partners LLC
- Kevin JamaliFarther
- John D. JaworMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Mark C. JohnsonDogwood Investment Advisors
- Catherine A. JonesEdelman Financial Engines · Certified Financial Planner
- Thomas A. JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Bradley S. JoselitJoselit Asset Management
- David A. JosephCharles Schwab & Co., Inc.
- Kristina JucabanUBS Financial Services Inc.
- Gail C. KaczmarowskiBerthel, Fisher & Company Financial Services, Inc.
- Kevin R. KamholzUBS Financial Services Inc.
- Keith KarchmarK&H Wealth Partners
- Bruce J. KarmanEquitable Advisors, LLC
- Mike KarrasMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Annette KaszubskiUBS Financial Services Inc.
- Joseph B. KellyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jacob B. KersteinLatitude Advisors, LLC
- Leo KhorolinskyUBS Financial Services Inc.
- Charles KilbornMerrill Lynch, Pierce, Fenner & Smith Incorporated
- P T. KilbornMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Joseph S. KimAmeriprise Financial Services, LLC
- Benjamin M. KleinMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Donald M. KleinCharles Schwab & Co., Inc.
- Adam M. KlupchakMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Richard KnierMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Mark A. KollarKollar Wealth Advisors, LLC
- Alona KomarLPL Financial LLC
- Chris KostiukWealth Enhancement Advisory Services, LLC
- Connor M. KotzenbergMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Nicholas T. KoutrisCharles Schwab & Co., Inc. · Certified Financial Planner
- Deborah A. KraakUBS Financial Services Inc.
- Dustin Kriengsak-ObhasWealth Enhancement Advisory Services, LLC · Certified Financial Planner
- Nicholas H. KukawskiCharles Schwab & Co., Inc.
- Bethany E. LackeyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Peter A. LadasGlobal Retirement Partners LLC · Chartered Financial Consultant
- Richard L. LakinIron Financial LLC
- Tariq A. LaliwalaMerrill Lynch, Pierce, Fenner & Smith Incorporated · Certified Financial Planner
- Carla LangMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Stuart R. LaskyLatitude Advisors, LLC · Chartered Financial Consultant
- Jonathan C. LavenEquitable Advisors, LLC
- Alyssa Vu LeemputteUBS Financial Services Inc.
- Brian M. LevinLevin & Levy, LLP
- Blake A. LevitMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Robert D. LiptonUBS Financial Services Inc.
- Rod LoewenthalUBS Financial Services Inc.
- Alan M. LoewyAvocet Capital Management LLC
- Jason LorenzoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Peter M. LoukisUBS Financial Services Inc.
- Laura MaatoukCharles Schwab & Co., Inc.
- Ernest L. Macvicar IIIFocus Partners Wealth, LLC
- Dustin L. MahlerCharles Schwab & Co., Inc.
- Nataliia MalyshevaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Luigi E. MancusiSanctuary Advisors, LLC
- Joshua MangoubiConsiderate Capital, LLC · Chartered Financial Analyst
- Genevieve G. MarBerthel, Fisher & Company Financial Services, Inc.
- Anthony N. MarianiEquitable Advisors, LLC
- Megan E. MartinForum Financial Management, LP
- Nisrin MartinMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Adrian MartinezMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Elizabeth B. MasonUBS Financial Services Inc.
- Curtis L. MatlinCambridge Investment Research Advisors, Inc. · Chartered Financial Consultant
- Andrew J. McCauslandAusdal Financial Partners, Inc. · Certified Financial Planner, Chartered Financial Consultant
- Ryan R. McGuireOak Wealth Advisors LLC · Certified Financial Planner
- Quinn P. McInerneyLPL Financial LLC
- Justin T. McIntireUBS Financial Services Inc.
- Brendan J. McKennaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Candice A. McLawsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jessica M. McMainCharles Schwab & Co., Inc.
- Barry M. MendelMendel Money Management Inc. · Chartered Financial Analyst
- Bradley A. MendelMendel Money Management Inc. · Certified Financial Planner
- Debra H. MeyerMoonstone Asset Management, Inc.
- Matthew S. MeyerDds Investment Management, Inc.
- Donna MijatovicUBS Financial Services Inc.
- Steven H. MogulArete Wealth Advisors, LLC
- Filip MomcilovMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Joshua R. MoormanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Robert MoreheadUBS Financial Services Inc.
- Ignacio E. MorrellGlobal Retirement Partners LLC
- Katherin MullaneMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Paul D. MurrayMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Thomas NahrwoldMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Karen M. NatkinMoonstone Asset Management, Inc.
- Gregory K. Neer Jr.Focus Partners Wealth, LLC
- Gidon Neuman&Partners
- Jonathan J. Neuman&Partners · Certified Financial Planner
- Elisabeth M. NiemannWells Fargo Clearing Services, LLC
- Aleksandra NigroUBS Financial Services Inc.
- Patrick D. NimrodMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Charles M. NoparstakLPL Financial LLC · Certified Financial Planner
- Joshua S. NoparstakLPL Financial LLC
- Thomas J. NowakCharles Schwab & Co., Inc. · Certified Financial Planner
- James T. OshaughnessyLPL Financial LLC
- Melissa D. OsuchStrategic Advisors Of Illinois
- Dana L. PalmerCharles Schwab & Co., Inc.
- Robert PapierniakWealth Enhancement Advisory Services, LLC
- Lisa M. PappageorgeMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jane A. PassyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Eleni A. PatelEquitable Advisors, LLC
- Gary B. PatzikMulberry Capital Management LLC
- Ryan M. PaulsenMML Investors Services, LLC
- Tristan PetersonCharles Schwab & Co., Inc.
- Matthew A. PfisterMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Frederick J. PhillipsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Krzysztof PiekarskiAmeriprise Financial Services, LLC
- Michelle PlaceMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Douglas S. PonczekUBS Financial Services Inc.
- Kyle PorterMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Bradley J. PriceMoonstone Asset Management, Inc.
- Matthew J. PusateriUBS Financial Services Inc.
- Paul T. RaabEdelman Financial Engines
- Sree J. RamanUBS Financial Services Inc.
- Jeffrey D. ReisMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Daniel ResnickJ.P. Morgan Securities LLC
- April L. RiceUBS Financial Services Inc.
- Thomas E. RiceUBS Financial Services Inc.
- Gary L. RiedermanEdelman Financial Engines
- Brian A. RosenRitholtz Wealth Management
- Charles L. RosenLPL Enterprise, LLC
- Kevin RosenbergMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Alexander L. RossMain Street Investment Advisors, LLC · Certified Financial Planner
- Jeffrey S. RossMain Street Investment Advisors, LLC
- Sheri G. RovnerLPL Financial LLC
- Jay M. RubinsteinSharp Circle Consulting, LLC
- James R. RuddyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- John E. RuddyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Annette RumasUBS Financial Services Inc.
- Marwan SaffafLPL Financial LLC
- Gabriel S. SalimiWatchtower Wealth, LLC
- Robert R. SalzmanRb Salzman Wealth Management, LLC · Chartered Financial Analyst
- Sebastian SamudioMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jonathan B. SandlundCharles Schwab & Co., Inc.
- Giorgio SanfratelloMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Caroline L. SarlesHokin Investment Advisors Inc. · Certified Financial Planner
- Christopher A. SchneiderEquitable Advisors, LLC
- Edward G. SchroederMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Andrew R. SchumacherCambridge Investment Research Advisors, Inc.
- Daniel C. SchwarberMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Shetal R. ShahAmeriprise Financial Services, LLC
- Charles V. ShinnemanShinneman Wealth Group
- Julia B. ShinnemanShinneman Wealth Group
- Robert F. SiejaUBS Financial Services Inc.
- John SikarasMML Investors Services, LLC
- Pandit SingharuksaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Robert A. SiutyCharles Schwab & Co., Inc.
- Barry R. SkolakCharles Schwab & Co., Inc.
- Kyle M. SmithNorthwestern Mutual Investment Services, LLC
- Christopher SnyderWealth Enhancement Advisory Services, LLC · Certified Financial Planner
- Josip SoldoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Lisa F. SomloMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael G. SondagUBS Financial Services Inc.
- Carlos A. SorianoCalamos Advisors LLC
- Stuart O. SorinskySorinsky & Associates, Inc.
- Jeffrey R. St JohnLPL Financial LLC
- Tara L. StaleskyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Brad S. SteinbackEquitable Advisors, LLC
- Paul B. StepankovskiyUBS Financial Services Inc.
- Christopher StevensUBS Financial Services Inc.
- Todd E. StewartJ.P. Morgan Securities LLC · Certified Financial Planner
- Lauren StronerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- George D. SutphenLPL Enterprise, LLC · Certified Financial Planner, Chartered Financial Consultant
- Karol SzusterJ.P. Morgan Securities LLC
- Thomas C. TempleUBS Financial Services Inc.
- William F. Thoms IVUBS Financial Services Inc.
- Eric J. ThonnMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Benjamin A. TisserBenari Capital, LLC
- Anthony R. TrainorLPL Financial LLC · Certified Financial Planner
- Paul A. TrompTrifecta Capital Advisors, LLC · Certified Financial Planner
- Kenneth S. VeluMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Vivian J. VillersSpc · Certified Financial Planner
- Russell L. WaryeLPL Financial LLC
- Alexander M. WasiunecMendel Money Management Inc.
- Adam R. WeissLPL Financial LLC
- Haskel B. WeissHighpoint Planning Partners
Other cities in Illinois
All of Illinois →Chicago 6,269Wheaton 814Oak Brook 529Naperville 520Rockford 466Deerfield 435Downers Grove 391Schaumburg 327Springfield 239Oakbrook Terrace 229Lisle 218Peoria 213Orland Park 202Lombard 189Barrington 179Champaign 141Elmhurst 137Arlington Heights 135Lake Forest 133Bloomington 125Glenview 120Skokie 120Highland Park 116Winnetka 107
Questions
How many financial advisors are in Northbrook, IL?
312 investment adviser representatives are registered at firm offices in Northbrook, Illinois, according to the SEC's Investment Adviser Public Disclosure records. 239 of them are also registered as broker representatives, and 38 list the CFP designation.
Which firm has the most financial advisors in Northbrook?
Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 82 registered advisors in Northbrook, followed by UBS Financial Services Inc. with 41.
How do I check a financial advisor in Northbrook?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.