Managing Principal, Chief Compliance Officer · Main Street Investment Advisors, LLC
Alexander L. Ross
CRD 5327760 · Named on Form ADV at one SEC-registered adviser
At a glance
Main Street Investment Advisors, LLC, an SEC-registered wealth manager based in Northbrook, IL with $250 million in regulatory assets, lists Alexander L. Ross on its Form ADV as Managing Principal, Chief Compliance Officer, a control person.
Firms and roles
- Main Street Investment Advisors, LLCManaging Principal, Chief Compliance OfficerWealth manager · Northbrook, IL · $250M in regulatory assets
AtlasMembers
Alexander’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Wayne F. CarrManaging Principal, Chief Operating Officer, Main Street Investment Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alexander’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.