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Sole Member, President, Chief Compliance Officer · Arthur M. Cohen & Associates LLC

Arthur M. Cohen

CRD 869197 · Named on Form ADV at one SEC-registered adviser

At a glance

Arthur M. Cohen & Associates LLC, an SEC-registered wealth manager based in Northbrook, IL with $1.1 billion in regulatory assets, lists Arthur M. Cohen on its Form ADV as Sole Member, President, Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Arthur’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Arthur’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.