Managing Member · Ritholtz Wealth Management
Brian A. Rosen
CRD 4957483 · Named on Form ADV at one SEC-registered adviser
At a glance
Ritholtz Wealth Management, an SEC-registered wealth manager based in New York, NY with $9.4 billion in regulatory assets, lists Brian A. Rosen on its Form ADV as Managing Member.
Firms and roles
- Ritholtz Wealth ManagementManaging MemberWealth manager · New York, NY · $9.4B in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Brian’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (28)
- Barry L. RitholtzManaging Member, Ritholtz Wealth Management
- Joshua M. BrownManaging Member, Ritholtz Wealth Management
- Kristopher P. VenneManaging Member, Ritholtz Wealth Management
- Michael H. BatnickManaging Member, Ritholtz Wealth Management
- Benjamin P. CarlsonManaging Member, Ritholtz Wealth Management
23 more people named with Brian on the same filings, with titles and firms. Free in Atlas with a free account.
See all 28 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.