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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Northbrook, IL

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Northbrook, A to Z.

41 registered advisors work at UBS Financial Services Inc. in Northbrook, out of 9,018 at the firm nationwide; it ranks number 2 in the city by advisors. 0 list the CFP designation and 41 are also registered broker representatives.

UBS Financial Services Inc. advisors in Northbrook, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 1,025Weehawken, NJ 623San Francisco, CA 217Cincinnati, OH 203Houston, TX 202Chicago, IL 192Boston, MA 187Charlotte, NC 152Los Angeles, CA 149Atlanta, GA 148Dallas, TX 145Miami, FL 139Coral Gables, FL 134Denver, CO 131San Diego, CA 127

Other firms in Northbrook

All Northbrook advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 82Charles Schwab & Co., Inc. 24LPL Financial LLC 18Equitable Advisors, LLC 8Cetera Investment Advisers LLC 7Edelman Financial Engines 6Focus Partners Wealth, LLC 6Ameriprise Financial Services, LLC 5Global Retirement Partners LLC 5LPL Enterprise, LLC 5Edward Jones 4J.P. Morgan Securities LLC 4

Questions

How many financial advisors does UBS Financial Services Inc. have in Northbrook?

41 investment adviser representatives are registered at UBS Financial Services Inc. offices in Northbrook, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 9,018 nationwide. 0 list the CFP designation and 41 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Northbrook?

UBS Financial Services Inc. ranks number 2 in Northbrook by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 82.

How do I check a UBS Financial Services Inc. advisor in Northbrook?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.