Broker-dealer firm · Indianapolis, IN
Oneamerica Securities, Inc.
SEC-registered investment adviser · CRD 4173 · SEC 801-56819
At a glance
Oneamerica Securities, Inc. is an SEC-registered investment adviser based in Indianapolis, Indiana, with $306 million in regulatory assets under management as of its Form ADV filed July 28, 2026. Its largest client group by assets is individuals, and it reports 2,300 individual clients. By Form ADV it is a broker-dealer firm, ranked 246th of 391 broker-dealer firms and 10,059th of 17,210 SEC-registered advisers by assets.
Main office 877-285-3863oneamericasecurities.comAs filed on Form ADV
- Regulatory AUM
- $306M
- Rank among broker-dealer firms
- #246 of 391
- Rank among all SEC RIAs
- #10,059 of 17,210
- Rank in Indiana
- #87 of 146
- Individual clients
- 2,300
- High-net-worth clients
- 42
- Accounts
- 2,300
- Discretionary
- 19% of AUM
- Employees
- 340
- Advisory staff
- 306
- Offices
- 121
Owners and executives on its Form ADV
- Matthew Thomas FleetwoodChairman of the Board/president/ceo/director
- Bryan Keith HartleyFinop
- Eric David SmileyVP, Director of Operations
- Sean Patrick McGoffChief Counsel & Secretary
- Nicholas Adam CayetanoAML Officer
- Dennis Joseph SandelskiAVP, Tax
- Daniel R SnyderTreasurer
- David A JunkerDirector
- Chuanming YangChief Information Security Officer
- Jason Andrew HoyleDirector
- Shaun Christopher WeyerSales Development Director
- Taylor W LionbergerSales Development Director
Custody and brokerage
Broker-dealer
Hybrid RIA
Oneamerica Securities, Inc. is a hybrid RIA: 322 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 2,258 | $283M | 93% |
| High-net-worth individuals | 42 | $23M | 7% |
| Corporations or other businesses | – | $0M | <1% |
Disciplinary disclosures
Oneamerica Securities, Inc. answers yes to 14 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗oneamericasecurities.com ↗
AtlasMembers
The full record on Oneamerica Securities, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 164 peers of its type and size
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- Owners and executives, with titles and stakes
- 13 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
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Background
Questions
How much does Oneamerica Securities, Inc. manage?
Oneamerica Securities, Inc. reports $306 million in regulatory assets under management across 2,300 accounts, 19% of it on a discretionary basis, on its Form ADV filed July 28, 2026.
What kind of firm is Oneamerica Securities, Inc.?
Oneamerica Securities, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Oneamerica Securities, Inc.’s clients?
By assets, its largest client types are individuals ($283 million, 2,258 clients); high-net-worth individuals ($23 million, 42 clients); corporations or other businesses ($60,000).
Does Oneamerica Securities, Inc. have any disciplinary history?
Oneamerica Securities, Inc. answers yes to 14 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Oneamerica Securities, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →