AML Officer · Oneamerica Securities, Inc.
Nicholas Adam Cayetano
CRD 7237505 · Named on Form ADV at one SEC-registered adviser
At a glance
Oneamerica Securities, Inc., an SEC-registered broker-dealer firm based in Indianapolis, IN with $306 million in regulatory assets, lists Nicholas Adam Cayetano on its Form ADV as AML Officer, a control person.
Firms and roles
- Oneamerica Securities, Inc.AML OfficerBroker-dealer firm · Indianapolis, IN · $306M in regulatory assets
AtlasMembers
Nicholas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (12)
- Matthew Thomas FleetwoodChairman of the Board/president/ceo/director, Oneamerica Securities, Inc.
- Bryan Keith HartleyFinop, Oneamerica Securities, Inc.
- Eric David SmileyVP, Director of Operations, Oneamerica Securities, Inc.
- Sean Patrick McGoffChief Counsel & Secretary, Oneamerica Securities, Inc.
- Dennis Joseph SandelskiAVP, Tax, Oneamerica Securities, Inc.
7 more people named with Nicholas on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.