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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Minnesota

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Minnesota, by city and A to Z.

The short answer

67 registered advisors work at Principal Securities, Inc. in Minnesota, out of 1,318 nationwide; it's the firm's number 4 state by advisors, and the most are in Minnetonka (30). 10 list the CFP designation and 67 are also registered broker representatives.

Principal Securities, Inc. advisors by city in Minnesota

Every firm in Minnesota →

Minnetonka 30Lake Elmo 15Minneapolis 6Duluth 3Eden Prairie 2Chanhassen 1Delano 1Long Lake 1Mankato 1Maple Grove 1New Brighton 1Owatonna 1Saint Cloud 1Saint Peter 1Sartell 1Shakopee 1White Bear Lake 1Woodbury 1

Principal Securities, Inc. advisors in Minnesota, A to Z

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Principal Securities, Inc. advisors in every state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. in other states

Iowa 320California 112Florida 81Texas 63New York 60Wisconsin 57North Carolina 55Pennsylvania 41Illinois 40Nebraska 34Georgia 32Michigan 32South Dakota 26Ohio 25Colorado 24Kansas 22Missouri 22Arizona 21Tennessee 18South Carolina 14Alabama 13New Jersey 11Virginia 11Maryland 10Oregon 10Delaware 9Idaho 9North Dakota 9Washington 9Indiana 8Oklahoma 6Utah 6New Hampshire 5Connecticut 4Massachusetts 4Maine 4Montana 4Kentucky 3Louisiana 3Wyoming 3

Questions

How many Principal Securities, Inc. financial advisors are in Minnesota?

67 investment adviser representatives are registered at Principal Securities, Inc. offices in Minnesota, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 at the firm nationwide. 10 list the CFP designation and 67 are also registered as broker representatives.

Where in Minnesota does Principal Securities, Inc. have the most advisors?

Minnetonka, with 30, then Lake Elmo (15). Principal Securities, Inc. has advisors in 18 cities in Minnesota.

How do I check a Principal Securities, Inc. advisor in Minnesota?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.