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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Minneapolis, MN

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Minneapolis, A to Z.

The short answer

5 registered advisors work at Principal Securities, Inc. in Minneapolis, out of 1,318 at the firm nationwide; it ranks number 54 in the city by advisors. 0 list the CFP designation and 5 are also registered broker representatives.

Principal Securities, Inc. advisors in Minneapolis, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16

Other firms in Minneapolis

All Minneapolis advisors →

Ameriprise Financial Services, LLC 445Thrivent Investment Management Inc. 346RBC Capital Markets, LLC 196Wells Fargo Clearing Services, LLC 196Cetera Investment Advisers LLC 89Focus Financial 65Cliftonlarsonallen Wealth Advisors, LLC 55Thrivent Advisor Network, LLC 54Merrill Lynch, Pierce, Fenner & Smith Incorporated 51Northrock Partners, LLC 50Equitable Advisors, LLC 46UBS Financial Services Inc. 41

Questions

How many financial advisors does Principal Securities, Inc. have in Minneapolis?

5 investment adviser representatives are registered at Principal Securities, Inc. offices in Minneapolis, Minnesota, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Minneapolis?

Principal Securities, Inc. ranks number 54 in Minneapolis by registered advisors; Ameriprise Financial Services, LLC has the most, with 445.

How do I check a Principal Securities, Inc. advisor in Minneapolis?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.