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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in California

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in California, by city and A to Z.

The short answer

115 registered advisors work at Principal Securities, Inc. in California, out of 1,318 nationwide; it's the firm's number 2 state by advisors, and the most are in Roseville (19). 13 list the CFP designation and 115 are also registered broker representatives.

Principal Securities, Inc. advisors by city in California

Every firm in California →

Roseville 19San Diego 16Irvine 11Fresno 10Elk Grove 8Bakersfield 5San Jose 4Carlsbad 3Tulare 3Danville 2Modesto 2Richmond 2Visalia 2Alameda 1Baldwin Park 1Carmel 1Carmichael 1Concord 1Costa Mesa 1Cotati 1Eastvale 1El Dorado Hills 1Encinitas 1Fair Oaks 1Folsom 1Huntington Beach 1Lajolla 1Manteca 1Napa 1Novato 1Pasadena 1Placerville 1Poway 1Sacramento 1San Rafael 1Santa Rosa 1Truckee 1Watsonville 1

Principal Securities, Inc. advisors in California, A to Z

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Principal Securities, Inc. advisors in every state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. in other states

Iowa 320Florida 81Minnesota 69Texas 63New York 60Wisconsin 57North Carolina 55Pennsylvania 41Illinois 40Nebraska 34Georgia 32Michigan 32South Dakota 26Ohio 25Colorado 24Kansas 22Missouri 22Arizona 21Tennessee 18South Carolina 14Alabama 13New Jersey 11Virginia 11Maryland 10Oregon 10Delaware 9Idaho 9North Dakota 9Washington 9Indiana 8Oklahoma 6Utah 6New Hampshire 5Connecticut 4Massachusetts 4Maine 4Montana 4Kentucky 3Louisiana 3Wyoming 3

Questions

How many Principal Securities, Inc. financial advisors are in California?

115 investment adviser representatives are registered at Principal Securities, Inc. offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 at the firm nationwide. 13 list the CFP designation and 115 are also registered as broker representatives.

Where in California does Principal Securities, Inc. have the most advisors?

Roseville, with 19, then San Diego (16). Principal Securities, Inc. has advisors in 38 cities in California.

How do I check a Principal Securities, Inc. advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.