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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Bakersfield, CA

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Bakersfield, A to Z.

The short answer

6 registered advisors work at Principal Securities, Inc. in Bakersfield, out of 1,318 at the firm nationwide; it ranks number 8 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.

Principal Securities, Inc. advisors in Bakersfield, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16

Other firms in Bakersfield

All Bakersfield advisors →

Wells Fargo Clearing Services, LLC 14Merrill Lynch, Pierce, Fenner & Smith Incorporated 13LPL Financial LLC 12Morgan Stanley 12State Farm Investment Management Corp. 12Ameriprise Financial Services, LLC 11Edward Jones 10UBS Financial Services Inc. 6Barnes Wealth Management Group 5J.P. Morgan Securities LLC 4MML Investors Services, LLC 4Applied Wealth Management 3

Questions

How many financial advisors does Principal Securities, Inc. have in Bakersfield?

6 investment adviser representatives are registered at Principal Securities, Inc. offices in Bakersfield, California, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Bakersfield?

Principal Securities, Inc. ranks number 8 in Bakersfield by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 14.

How do I check a Principal Securities, Inc. advisor in Bakersfield?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.