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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Bakersfield, CA

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Bakersfield, A to Z.

The short answer

6 registered advisors work at UBS Financial Services Inc. in Bakersfield, out of 8,476 at the firm nationwide; it ranks number 9 in the city by advisors. 1 list the CFP designation and 6 are also registered broker representatives.

UBS Financial Services Inc. advisors in Bakersfield, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Bakersfield

All Bakersfield advisors →

Wells Fargo Clearing Services, LLC 14Merrill Lynch, Pierce, Fenner & Smith Incorporated 13LPL Financial LLC 12Morgan Stanley 12State Farm Investment Management Corp. 12Ameriprise Financial Services, LLC 11Edward Jones 10Principal Securities, Inc. 6Barnes Wealth Management Group 5J.P. Morgan Securities LLC 4MML Investors Services, LLC 4Applied Wealth Management 3

Questions

How many financial advisors does UBS Financial Services Inc. have in Bakersfield?

6 investment adviser representatives are registered at UBS Financial Services Inc. offices in Bakersfield, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 1 list the CFP designation and 6 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Bakersfield?

UBS Financial Services Inc. ranks number 9 in Bakersfield by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 14.

How do I check a UBS Financial Services Inc. advisor in Bakersfield?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.