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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Napa, CA

Every SEC-registered investment adviser representative at a firm office in Napa, with the firms that employ the most of them.

150 registered advisors work in Napa; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (23). 0 list the CFP designation and 119 are also registered broker representatives.

Firms with the most advisors in Napa

FirmAdvisors in Napa
Merrill Lynch, Pierce, Fenner & Smith Incorporated news23
LPL Financial LLC news22
Morgan Stanley news18
UBS Financial Services Inc. news10
Wells Fargo Clearing Services, LLC news8
Charles Schwab & Co., Inc. news6
Dedora Capital, Inc.6
Edward Jones news6
Osaic Wealth, Inc. news5
The Mather Group, LLC5
5t Wealth, LLC4
Cetera Investment Advisers LLC news4
J.P. Morgan Securities LLC news4
Harrington Investments, Inc.3
MML Investors Services, LLC3
State Farm Investment Management Corp.3
Allworth Financial, L.P. news1
Ameriprise Financial Services, LLC news1
Arcadian Associates, LLC1
Avior Wealth Management, LLC1
Benefits Plus, LLC1
Brennan Asset Management1
Cambridge Investment Research Advisors, Inc. news1
Farmers Asset Management, LLC1
Fermata Advisors1

Advisors in Napa, A to Z

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Other cities in California

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San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Pasadena 1,138Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513La Jolla 490Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359

Questions

How many financial advisors are in Napa, CA?

150 investment adviser representatives are registered at firm offices in Napa, California, according to the SEC's Investment Adviser Public Disclosure records. 119 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Napa?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 23 registered advisors in Napa, followed by LPL Financial LLC with 22.

How do I check a financial advisor in Napa?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.