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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Napa, CA

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Napa, A to Z.

The short answer

10 registered advisors work at UBS Financial Services Inc. in Napa, out of 8,475 at the firm nationwide; it ranks number 4 in the city by advisors. 1 list the CFP designation and 10 are also registered broker representatives.

UBS Financial Services Inc. advisors in Napa, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115

Other firms in Napa

All Napa advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 23LPL Financial LLC 22Morgan Stanley 18Wells Fargo Clearing Services, LLC 8Charles Schwab & Co., Inc. 6Dedora Capital, Inc. 6Edward Jones 6Osaic Wealth, Inc. 5The Mather Group, LLC 55t Wealth, LLC 4Cetera Investment Advisers LLC 4J.P. Morgan Securities LLC 4

Questions

How many financial advisors does UBS Financial Services Inc. have in Napa?

10 investment adviser representatives are registered at UBS Financial Services Inc. offices in Napa, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 1 list the CFP designation and 10 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Napa?

UBS Financial Services Inc. ranks number 4 in Napa by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 23.

How do I check a UBS Financial Services Inc. advisor in Napa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.