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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Napa, CA

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Napa, A to Z.

The short answer

6 registered advisors work at Charles Schwab & Co., Inc. in Napa, out of 5,937 at the firm nationwide; it ranks number 6 in the city by advisors. 1 list the CFP designation and 6 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors in Napa, A to Z

Every Charles Schwab & Co., Inc. advisor →

Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. advisors in other cities

Westlake, TX 780Lone Tree, CO 469Phoenix, AZ 424Orlando, FL 214Omaha, NE 209Austin, TX 203Indianapolis, IN 158New York City, NY 92Chicago, IL 86San Francisco, CA 70Richfield, OH 68St Louis, MO 59Scottsdale, AZ 43San Diego, CA 41Los Angeles, CA 40

Other firms in Napa

All Napa advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 23LPL Financial LLC 22Morgan Stanley 18UBS Financial Services Inc. 10Wells Fargo Clearing Services, LLC 8Dedora Capital, Inc. 6Edward Jones 6Osaic Wealth, Inc. 5The Mather Group, LLC 55t Wealth, LLC 4Cetera Investment Advisers LLC 4J.P. Morgan Securities LLC 4

Questions

How many financial advisors does Charles Schwab & Co., Inc. have in Napa?

6 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Napa, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 nationwide. 1 list the CFP designation and 6 are also registered as broker representatives.

Is Charles Schwab & Co., Inc. one of the largest advisor employers in Napa?

Charles Schwab & Co., Inc. ranks number 6 in Napa by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 23.

How do I check a Charles Schwab & Co., Inc. advisor in Napa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.