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Financial ADVSR advisor directory · SEC adviser records

Cetera Investment Advisers LLC financial advisors in Napa, CA

Every SEC-registered investment adviser representative at a Cetera Investment Advisers LLC office in Napa, A to Z.

The short answer

3 registered advisors work at Cetera Investment Advisers LLC in Napa, out of 9,253 at the firm nationwide; it ranks number 12 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Cetera Investment Advisers LLC advisors in Napa, A to Z

Every Cetera Investment Advisers LLC advisor →

Cetera Investment Advisers LLC advisors in every city and state →Cetera Investment Advisers LLC: assets, clients and custodians →Cetera news and advisor moves →Advisor Moves: who changed firms this week →

Cetera Investment Advisers LLC advisors in other cities

San Diego, CA 107Omaha, NE 100Phoenix, AZ 94Dallas, TX 89Minneapolis, MN 89St Louis, MO 85Houston, TX 75Scottsdale, AZ 73El Segundo, CA 72New York, NY 66Overland Park, KS 63St Cloud, MN 57Tampa, FL 55Honolulu, HI 52Minnetonka, MN 52

Other firms in Napa

All Napa advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 23LPL Financial LLC 22Morgan Stanley 18UBS Financial Services Inc. 10Wells Fargo Clearing Services, LLC 8Charles Schwab & Co., Inc. 6Dedora Capital, Inc. 6Edward Jones 6Osaic Wealth, Inc. 5The Mather Group, LLC 55t Wealth, LLC 4J.P. Morgan Securities LLC 4

Questions

How many financial advisors does Cetera Investment Advisers LLC have in Napa?

3 investment adviser representatives are registered at Cetera Investment Advisers LLC offices in Napa, California, according to the SEC's Investment Adviser Public Disclosure records, out of 9,253 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Cetera Investment Advisers LLC one of the largest advisor employers in Napa?

Cetera Investment Advisers LLC ranks number 12 in Napa by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 23.

How do I check a Cetera Investment Advisers LLC advisor in Napa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cetera Investment Advisers LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.