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Owner/chief Compliance Officer · Romain Walsh Clerou Professional Investment Mgmt

Romain P. Clerou

CRD 1694524 · Named on Form ADV at one SEC-registered adviser

At a glance

Romain Walsh Clerou Professional Investment Mgmt, an SEC-registered wealth manager with $219 million in regulatory assets, lists Romain P. Clerou on its Form ADV as Owner/chief Compliance Officer, a control person.

Firms and roles

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Romain’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Romain’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.