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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Cotati, CA

Every SEC-registered investment adviser representative at a firm office in Cotati, with the firms that employ the most of them.

The short answer

2 registered advisors work in Cotati; the most are at Edward Jones (1). 0 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Cotati

FirmAdvisors in Cotati
Edward Jones news1
Principal Securities, Inc.1

Advisors in Cotati, A to Z

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Other cities in California

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San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341

Questions

How many financial advisors are in Cotati, CA?

2 investment adviser representatives are registered at firm offices in Cotati, California, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Cotati?

Edward Jones, with 1 registered advisors in Cotati, followed by Principal Securities, Inc. with 1.

How do I check a financial advisor in Cotati?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.